401(k) Plan Audit Services

Eliminate the burden of mandatory 401(k) audits and the accompanying regulatory risk. Our dedicated team executes all required participant data verification and workpaper preparation to guarantee full compliance with DOL and IRS requirements.

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How Our 401(k) Audit Services Free Your Team from Audit Preparation

Mitigate Regulatory Risk

Eliminate the stress and internal distraction of managing complex DOL and IRS compliance requirements, allowing your management team to refocus on core business strategy.

Accelerated Audit Closure

Achieve faster finalization of the mandatory audit, allowing for quicker completion of your Form 5500 filing and better financial planning.

Clear Fulfillment of Fiduciary Duty

Receive the detailed, third-party verification necessary to demonstrate you have met your crucial legal responsibility to plan participants and federal regulators.

Reclaimed Internal Staff Capacity

Your HR and finance departments are instantly relieved of the complex, multi-week burden of data gathering, reconciliation, and detailed workpaper preparation.

Smarter, Smoother Plan Administration

Benefit from insights into your plan's administrative controls, enabling you to implement better eligibility and contribution processes for long-term internal efficiency.

Uninterrupted Business Focus

The entire audit process is managed off-site and remotely, ensuring minimal disruption to your daily operations, payroll schedules, and internal workflow.

Our Associations

The EAI International is a globally recognized group of qualified and independent accounting and tax firms, serving clients internationally. Most importantly, an EAI member can be entrusted with transparency, ethics and professionalism in the delivery of work.

Why Choose VJM Global for Your 401(k) Audits?

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Direct Data Retrieval from U.S. Payroll Systems

VJM Global simplifies the audit process by directly retrieving data from U.S. payroll systems, ensuring seamless integration, reducing errors, and improving the accuracy and efficiency of your 401(k) plan audits.

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Specialized Form 5500 Filing Expertise

Our team has extensive experience with Form 5500 filing, ensuring your 401(k) plan’s compliance with federal regulations. We handle all aspects of the filing process, minimizing the risk of penalties and ensuring timely submission.

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Single-Team, Start-to-Finish Audit Process

VJM Global offers a comprehensive, end-to-end audit service, with a single team managing the entire process from data collection to final reporting. This ensures consistency, reduces delays, and provides you with a streamlined, hassle-free experience.

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From Compliance to Confidence: How Our 401 (k) & EBP Audit Services Work

Our remote process frees your team from manual tasks; we connect to your systems to verify all data and prepare every required workpaper on your behalf.

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Initiate Secure Data Transfer

We begin with a quick call to confirm your plan details and filing deadlines. We then guide your team through a secure process to connect systems and transfer all necessary census data and financial documentation without manual file sharing.

Audit Execution & Workpaper Finalization

Final Review and Report Delivery

Final Review and Report Delivery

We present the draft workpapers for your final review and sign-off. Then, we deliver the signed audit report and supporting documentation, ensuring you have everything needed to meet your Form 5500 filing deadline.

Testimonials

What our clients say about us

Highly recommended …
 “We have been clients of VJM associates for a few years now and have built up a great relationship with them. They are very professional but approachable and always willing to listen and provide valuable advice when needed. Their knowledge of financial and accounting matters is exceptional, and I really appreciate their responsiveness to any questions or queries we have.
A large part of any working relationship comes down to personalities and we've always found the VJM team friendly and trust them to do the best for our business”

Mr. Anuj Jain
CEO, Berkman Forwarding

By taking care of our Internal control policies and procedures, VJM Team have made sure that experience is hassle free.

Mr. sachin Jain
CFO, mahle filter system (i) pvt limited

Very professional approach from VJM Team, they got associated with us late in the financial year but were able to conduct an in depth audit and highlight the areas to be addressed within a short span of time. What gives us confidence is that they are available for consultation on any financial matter and are quick to find and implement the resolution

Mr. Shobit Bhatnagar
Gradeup.co

VJM team is a thoroughly professional chartered accountants equipped with all resources and with deep understanding of GST and other contemporary arenas of corporate consultancy. Have interacted with them for various tax and corporate law related matters and found the interaction quite useful.

Mr. Pawan Ladha
Freecharge

We are Repaibays Experts LLP. We are a new company and have just started our business in the field of AC charger installation. We have retained M/S VJM & Associates LLP; Chartered Accountants as CA for our company. They have a fairly large sized office and team and the whole environment seems professional and well organised: something which is very critical in this kind of business We wish VJM very well and am sure they are already a name to reckon with in the field of providing professional CA services !

Mr. Rajesh Singh
CEO, Repair bays

The dedication and commitment of VJM Team is par excellence.  The team has handled the entire GST refund claim filing process very professionally within their immense experience and expertise.  Coupled with complete attention to detail at every stage and rigorous follow ups, VJM Team has supporrted us through the GST export refund and all GST Compliances.

Mr. Sumit Rajani
CEO, Umenders Exports

I hired VJM Associates and now I can completely focus on my business because I know there’s someone who is managing my accounts properly. Their team (including Khushboo and Jayant) are super supportive and friendly. I highly recommend VJM Associates. Give them a try! You won’t be disappointed

Mr. Vikrant Shaurya
CEO, bestsellingbook.com

We give full credit to VJM for streamlining our company’s GST compliance. Their dedicated team of learned professionals have a focussed approach & exceptional clarity when it comes to any questions pertaining to GST. I can say, without their support, it would not have been possible for us to sail past the initial turbulent period when GST was launched. Our best wishes always with them !

Mr. Siddharth Gupta
CEO, Craft Home-Export House

Frequently Asked Questions

When is my business legally required to have a 401(k) plan audit?

What are the risks if my 401(k) audit is late or non-compliant?

How much of my internal staff's time will be required for this remote audit?

How is my sensitive participant data protected during a remote audit?

Simplify Your 401(k) Audits and Focus on Growth

Let VJM Global manage your 401(k) audits and employee benefit plan services, ensuring full compliance and accuracy. Reach out today to learn how our expert solutions can help you stay compliant and scale your business.

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